Differences between 401k- and IRA

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401(k) vs. IRA[edit]

A 401(k) and an Individual Retirement Arrangement (IRA) are both tax-advantaged retirement savings plans in the United States, but they differ in several key aspects.[1] A 401(k) is an employer-sponsored plan, meaning it is only available to employees of companies that offer them.[1][2] In contrast, anyone with earned income can open an IRA through a financial institution like a bank or brokerage firm.[2][3]

Both types of accounts offer tax advantages. With traditional 401(k)s and traditional IRAs, contributions may be tax-deductible, and the investments grow tax-deferred.[1] This means taxes are not paid until the money is withdrawn in retirement. Roth versions of both 401(k)s and IRAs are also available, where contributions are made with after-tax dollars, and qualified withdrawals in retirement are tax-free.[4]

Generally, 401(k)s allow for higher annual contribution limits than IRAs.[1][5] For 2024, the contribution limit for a 401(k) is $23,000 for individuals under 50, with an additional $7,500 catch-up contribution allowed for those 50 and over. For the same year, the IRA contribution limit is $7,000 for those under 50, with a $1,000 catch-up contribution for individuals 50 and older. Many employers who offer a 401(k) also provide a matching contribution, which is a significant benefit not available with IRAs.[2][5]

Comparison Table[edit]

Category 401(k) IRA
Eligibility Must be offered by an employer.[1][2] Anyone with earned income (or a spouse with earned income) can open one.[1]
Contribution Limits (2024) $23,000 ($30,500 for age 50+). $7,000 ($8,000 for age 50+).
Employer Contributions Employers may offer matching contributions.[2] No employer match.[2][5]
Investment Options Limited to a selection of funds chosen by the employer.[2][5] A wide range of options, including stocks, bonds, and mutual funds.[2][5]
Loans Plans may permit loans of up to 50% of the vested balance, capped at $50,000.[1] Loans are not permitted.[2]
Early Withdrawal Exceptions Fewer exceptions for penalty-free withdrawals before age 59½. [1] Allows for penalty-free withdrawals for certain expenses like higher education and first-time home purchases (up to $10,000).
Venn diagram for Differences between 401k- and IRA
Venn diagram comparing Differences between 401k- and IRA


Investment and Withdrawal Differences[edit]

One of the most significant distinctions lies in the investment options available. With a 401(k), participants are limited to the investment choices selected by their employer, which is often a curated list of mutual funds. IRAs[2] typically offer a much broader array of investment choices, including individual stocks, bonds, exchange-traded funds (ETFs), and mutual funds, giving the account holder more control. [2] Withdrawal rules also vary. While both accounts generally impose a 10% penalty for withdrawals before age 59½, IRAs offer more exceptions. For[1] example, traditional IRAs allow for penalty-free withdrawals for qualified higher education expenses and up to $10,000 for a first-time home purchase. Additionally,[1] contributions to a Roth IRA can be withdrawn at any time without tax or penalty. Some[1] 401(k) plans allow participants to take out loans, a feature not available with IRAs. These[2] loans must be repaid with interest, typically within five years.

Rollovers[edit]

It is possible to move funds from a 401(k) to an IRA through a process called a rollover. This[4] is a common practice when an individual leaves a job and wants to consolidate their retirement savings or gain access to more investment options. A direct rollover, where the funds are transferred directly from the 401(k) plan to the IRA custodian, avoids tax withholding. An indirect rollover involves the individual receiving a check, which must then be deposited into the new IRA within 60 days to avoid taxes and penalties.


References[edit]

  1. 1.00 1.01 1.02 1.03 1.04 1.05 1.06 1.07 1.08 1.09 1.10 "fidelity.com". Retrieved February 03, 2026.
  2. 2.00 2.01 2.02 2.03 2.04 2.05 2.06 2.07 2.08 2.09 2.10 2.11 "citizensbank.com". Retrieved February 03, 2026.
  3. "usbank.com". Retrieved February 03, 2026.
  4. 4.0 4.1 "usbank.com". Retrieved February 03, 2026.
  5. 5.0 5.1 5.2 5.3 5.4 "investopedia.com". Retrieved February 03, 2026.